First Trust/Confluence Small Cap Val I

The investment seeks to provide long-term capital appreciation.
The fund seeks to achieve its investment objective by investing, under normal market conditions, at least 80% of net assets (including investment borrowings) in equity securities of U.S. listed companies with small market capitalizations ("Small-Cap Companies") at the time of investment. Currently, a company is considered to be a Small-Cap Company if its market capitalization at the time of purchase is within the range of companies in the Russell 2000 Index or the S&P SmallCap 600 Index during the most recent 12-month period (based on month-end data).

Key stats

Management firm  First Trust
Domicile  United States
Fund Administrator  Brown Brothers Harriman & Co.
Global Branding Name  First Trust
Fund currency  USD
Launch Date  2011-01-12
ISIN  US33731W1302
SEDOL  B4K1873
Manager 1 Name  David Miyazaki
Manager 2 Name  Mark Keller
Fund Strategy  Small Growth
Benchmark  Russell 2000 Value TR USD
Fund Structure  Open Ended Investment Company
UCITS 3 compliant  no

Performance/Volatility

Return Date  2014-06-30
Return - 1 Month  4.35%
Return - 2 Months  4.85 %
Return - 3 Months  2.89%
Return - 6 Months  4.43 %
Return - 9 months  9.85 %
Return - 12 Months  19.88%
Annualized return 24 months  19.05 %
Annualized return 36 months  12.77 %
Annualized return 48 months  0.00 %
Annualized return 60 months  0.00 %
Return 120 months  0.00 %
Annualized return since Inception  12.23%
Return YTD  4.43%

Ratings

Morning Star Rating Date   2014-06-30
Morning Star Rating - 36 Months  fund has a 4 star rating fund has a 4 star rating fund has a 4 star rating fund has a 4 star rating
Morning Star Rating - Overall  fund has a 4 star rating fund has a 4 star rating fund has a 4 star rating fund has a 4 star rating

Charges

Initial  0.00 %
Minimum Investment  $1,000,000
Maximum Managment Charge  1.00 %
Exit charge  0.00 %
Performance Fee  0.00 %

Contact

Contact Address  First Trust
Contact Address 2  120 E. Liberty Drive, Suite 400
Contact Address 3  Wheaton, IL 60187
Contact city  Wheaton
Contact country  United States
Fund Admin Group  First Trust
Web Address  www.ftportfolios.com
Custodian  Brown Brothers Harriman & Co
Phone  1-800-621-1675

Price

Last Price Date  2014-07-28
Pre-tax nav  27.44
Pre-tax offer  0.00
Pre-tax bid  0.00
Pre-tax mid  0.00
Post-tax nav  0.00
Post-tax offer  0.00
Post-tax bid  0.00
Price change  $-0.09
Price change (percentage)  -0.33 %
Guaranteed NAV  0.00000
Close Price  0.00

Funds Disclaimer

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Ratings Disclaimer

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For fund additions and/or data corrections please contact dataquestions@morningstar.com

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